Rogovin’s Findings

The reality of the Opposition bloc in relation to the Moscow Trials was the theme of a lecture by Prof. Rogovin at Melbourne University in 1996. The motive of Rogovin was to present Trotskyism as having been an effective opposition within Stalinist Russia, and therefore he departs from the usual Trotskyite attitude of denial, stating:

…This myth says that virtually the entire population of the Soviet Union was reduced to a stunned silence by the terror, and either said nothing about the repression, or blindly believed in and supported the terror. This myth also claims that the victims of the repression were completely innocent of any crimes, including opposition to Stalin. They were, instead, victims of Stalin’s excessive paranoia. Since there was no serious opposition to the regime of Stalin, according to this myth, the victims were not guilty of such opposition.[112]

Rogovin alludes to anti-Stalinist leaflets that were being widely distributed in the USSR as late as 1938, calling for a “struggle against Stalin and his clique.” Rogovin also however states that there was much more to the opposition than isolated incidents of leaflet distribution:

Of course these are isolated incidents, but prior to the unleashing of the Great Terror there was a much more widespread, more serious, and well-organized opposition to Stalinism as a regime which had veered ever more widely away from the ideals of socialism.

This battle against Stalin began back in 1923 with the formation of the Left Opposition. The inner party struggle unfolded in ever sharper form throughout the 20s.

Thousands and thousands of communists took part in this opposition, openly in the early days and then, after opposition groups were banned, in illegal underground forms against the abolition of party democracy by the Stalinist party clique.

In 1932 the Opposition coalesced, “the old opposition groups” became more active, and “were joined by layers of newly-formed opposition groups.” Many representatives of the opposition groups that year began to discuss ways of uniting into an “anti-Stalinist bloc.” Rogovin states that the year previously Ivan Smirnov, one of the former leaders of the Left Opposition who had capitulated then returned to the opposition, went on an official trip to Berlin where he established contact with Trotsky’s son, Leon Sedov and discussed the need to “coordinate efforts between Trotsky and his son….” What Rogovin states is in agreement with the supposedly forced confessions of the defendants at the Moscow Trials. J Arch Getty had also found similar material in the Trotsky Papers at Harvard, as previously referred to.

Rogovin states that it was only in 1935 and 1936, having assessed the information garnered from the Kirov investigation in 1934, that the secret police were able to find conclusive evidence on the existence of an anti-Stalinist bloc since 1932. “This was one of the main factors which drove Stalin to unleash the Great Terror,” states Rogovin, who also affirms the basis of the Stalinist accusations that “they did try to establish contact among themselves and fight for the overthrow of Stalin’s clique.”

Rogovin’s statements cannot be lightly dismissed. He was speaking as a sympathizer of Trotskyism, who had access to the Soviet archives in the writing of a six volume series on the political conflicts within the Communist Party SU and the Communist International between 1922 and 1940, of which Stalin’s Great Terror is volume four. On his sixtieth birthday in 1997, Rogovin received tribute from Trotskyite luminaries from Germany, Britain and the USA.[113]

Moscow Trials and the Anti-Comintern Pact

These events occurred at a time when the USSR was being encircled by hostile powers. War seemed inevitable, and the opposition bloc was of a type that any state in times of conflict could not afford to tolerate. The Anti-Comintern Pact was signed in 1936 between imperial Japan and Nazi Germany, forming an alliance of aggressive intent specifically aimed at the Soviet Union. While German expansion was ideologically based on annexing Russian territories,[114] the Moscow Trials and accusations against the Opposition bloc of complicity with foreign powers were taking place at a time when there was a likelihood of Japan also directing her expansion towards the USSR. The Japanese attacked the USSR in July 1938 and were halted at the Battle of Lake Khasan,[115] and although defeated, then moved in May 1939 into Mongolia up to the Khalkin Gol River.[116] The decisive victory of Russia here was enough to persuade the Japanese only then to re-direct their expansion into China and the Pacific.

From 1936, with the possibility of a two front war from expansionist powers which had joined in an overtly aggressive alliance, a more tolerant attitude by the Soviet regime against those who were advocating defeatism and discord, albeit couched in dialectical semantics about “defense of the degenerated workers’ state,” seems unrealistic, and was not even expected from the Western democracies in wartime, which went as far as classifying segments of their own populations as “enemy aliens” and interning them.[117]

Trotsky hoped that war would undermine the Stalinist regime and lead to a coup, just as World War I had produced a revolutionary situation. It is therefore disingenuous for Trotsky to insist that he was leading a “loyal opposition” that would defend a “degenerated workers’ state.” Trotsky had adopted a similar position in regard to World War I, contrary to the line insisted upon by Lenin,[118] in stating that he would support Russia’s continuation of the war against Germany, which made him the focus of British efforts via R H Bruce Lockhart, special agent to the British War Cabinet, to secure his support.[119] As Trotsky’s duplicity during World War I, and his close association with British Intelligence via R H Bruce Lockhart shows, Stalinist accusations of Trotskyite association with “foreign powers” was at least based on hard experience. Trotsky had shown himself willing to work with British intelligence during World War I in order to secure his own position to the point of defying Lenin.

Another important Moscow defendant, Karl Radek, had previously been an avid promoter of dialogue with the German extreme Right. Given that he was the living stereotype of an anti-Semitic caricature of what a “Jewish Bolshevik” was portrayed as being, there is nothing outlandish about the Stalinist allegation of oppositionists seeking alliances with Japan and Germany. Trotsky had been openly stating that a fascist war against the USSR would provide the revolutionary situation that would enable a coup against the Stalinist regime. Radek had eulogised before the Executive Committee of the Comintern in 1923, the “German Fascist” Schlageter, who had been executed by the French because of his resistance to the Ruhr occupation. Radek’s Bolshevik pitch was for an alliance with German “Fascism”: “We shall do all in our power to make men like Schlageter, who are prepared to go to their deaths for a common cause, not wanderers into the void, but wanderers into a better future for the whole of mankind…”[120] Given the situation confronting the Soviet Russia, form Japan and Germany, Stalin could not be complacent given the past actions of Radek, Trotsky, Zinoviev, Kamenev, and the intrigues of Smirnov and Holtzman et al.

While Trotsky claimed that in the event of war he was advocating the “defense of the degenerated workers’ state” on account of its nationalized economy, from the viewpoint of the Soviet regime, the Soviet Union could ill afford dissent and anti-state propaganda in the midst of war. Trotsky, despite his outrage at the allegation that he could play any part in assisting fascist or capitalist powers to invade the Soviet Union, nonetheless advocated a strategy that was to take advantage of the war to propagandize and subvert the Soviet Union to foment a revolutionary situation even among the armed forces, as the Bolsheviks had done during World War I:

We do not change our orientation. But suppose that Hitler turns his weapons to the East and invades the territories occupied by the Red Army…? The Bolshevik-Leninists will combat Hitler, weapons in hand, but at the same time they will undertake a revolutionary propaganda against Stalin in order to prepare his overthrow at the next stage…[121]

With an attitude of the character openly stated by Trotsky, how tolerant was Stalin expected to be, in the face of extreme provocation at the time of immense internal and external problems? As will be shown below, when Trotsky was in authority, he did not possess any degree of toleration towards rivals and threats, both real and imagined, and did not flinch from having someone killed if it served his own agenda. Trotsky continued to call for a “revolutionary uprising” that implies something more than “educating the masses,” using class struggle phraseology to identify Stalin’s bureaucracy as a “class enemy”:

The Fourth International long ago recognized the necessity of overthrowing the bureaucracy by means of a revolutionary uprising of the toilers. Nothing else is proposed or can be proposed by those who proclaim the bureaucracy to be an exploiting “class.” The goal to be attained by the overthrow of the bureaucracy is the reestablishment of the rule of the Soviets, expelling from them the present bureaucracy…[122]

This was the nature of Trotsky’s continual call for the overthrow of the Soviet state as it was then constituted. Trotsky explained his position unequivocally in stating what he meant by “defending the Soviet state”:

This kind of “defense of the USSR” will naturally differ, as heaven does from earth, from the official defense which is now being conducted under the slogan: “For the Fatherland! For Stalin!” Our defense of the USSR is carried on under the slogan: “For Socialism! For the world revolution! Against Stalin!”[123]

How far could it be expected that Stalin should tolerate subversion and calls for the overthrow of his regime in the event of war with Japan and/or Germany? It is not a matter that was extended even to pacifists by the Western democracies during World War II, even in countries such as New Zealand that were relatively far from the war theatres. Additionally, the Western democracies did not even grant those confined for their pacifism the benefit of any legal proceedings; in contrast to the Moscow defendants, who were given full and public legal procedures according to the system of justice they had helped to create.