On the other side of this debate among progressives is Mary Kaldor who worries that without the intervention option, dreadful atrocities would take place with even greater frequency. She supported intervention to protect the endangered Albanian population of Kosovo, fearing that otherwise the genocidal horrors of Bosnia would likely have been repeated, including even the risk of reenacting the grisly massacre of Srebrenica. At the same time, Kaldor was not indifferent to the risks of great power abuse, and tried, in the manner of Gareth Evan, to condition her endorsement of intervention with a framework of guidelines that if followed would make the restraints of international humanitarian law applicable and minimize the exploitative opportunities of intervening powers. This framework was embodied in the report of the Independent International Commission on Kosovo on which Kaldo was an influential member. That report also took account of the inability of the interveners to win UN Security Council approval (in this instance, because of the expectation of Russian and Chinese vetoes). The report took the position that in situations of imminent humanitarian catastrophe it would be legitimate to intervene if the capabilities were available to exercise effective proportionate force, although unlawful given the UN Charter prohibition on all non-defensive claims to use force. It is, of course, not generally desirable to create exceptions to restraints that enjoy the status of fundamental rules of international law, but it can seem even more discrediting for the role of law in world affairs to be paralyzed in humanitarian emergencies by rigid rules and procedures that produce inaction, and expose vulnerable peoples to the ultimate abuse of genocide or severe crimes against humanity.
There is no right and wrong in such a debate. Both orientations are in touch with relevant realities, and there is no principled way to choose between such contradictory concerns beyond an assessment of risks, costs, and likely effects of intervention or inaction in each instance depending on its overall properties. Judgment here is necessarily operating in a domain of radical uncertainty, that is, nobody knows! This raises the crucial question, what to do when nobody knows? It is this unavoidable responsibility for a decision when the consequences are great and available knowledge is of only limited help that points to the difficulties of the human condition even putting to one side the distorting effects of greed, ambition, civilizational bias, and the maneuvers of geopolitics. The late great French philosophical presence, Jacque Derrida, explored this dilemma in many discourses that related freedom to responsibility, with some collateral damage to Enlightenment confidence in the role of reason in human affairs. For Derrida, making such decisions is an unavoidable ordeal that is embedded in what it means to be human, combining helplessness with urgency.
I would suggest two lines of response. First, there are degrees of uncertainty, making some decisions more prudent and principled, although inevitably with the unclear contours with respect to envisioning outcomes given ‘the fog of war.’ In this regard everything is guesswork when it comes to composing a balance sheet of horrors. Still, it seems plausible to insist that Rwanda in 1994 was a lost opportunity to spare many lives taken in a genocidal onslaught, a claim strengthened now and later by the preexisting presence of a UN peacekeeping force in the country, and the informed judgment of both the UN commander on the ground and many observers. General Roméo Dallaire indicated at the start of the crisis that 5,000 additional troops plus a protective mandate to act from the UN could have prevented most of the killings, estimated to be over 800,000. (Dallaire commanded the UN Assistance Mission for Rwanda; see also Linda Malvern, Conspiracy to Murder: The Rwandan Genocide, Verso, 1994). From the perspective of prudence, the fate of minorities trapped in major states is almost always an unattractive option, although non-military initiatives of support and censure may have positive effects in some instances. It is unattractive because the costs would be high, the target state has major capabilities, the scale of an effective intervention would exceed the political will to protect a threatened minority, and most important, there would be a high risk of starting a general war.
The Libyan intervention in 2011 was falsely labeled and the mission authorized was light years away from the operational goals of the NATO operation. In effect, this amounts to a disguised form of an unlawful use of force, but coupled with a dereliction of duty on the part of the Security Council to ensure that the gap between its mandate and the actual operation was closed. Besides, those who are being protected, or more accurately, being helped in a struggle for control of the country, were a shadowy organization thrown together on the spot, lacking in cohesion, and almost from the outset having recourse to violence in a manner that violated the spirit and character of the inspiring Arab Spring popular movements in neighboring Tunisia and Egypt.
At the same time, there was a humanitarian challenge, as the dictatorial leader, Col. Muammar Qaddafi, was delivering bloody rants and the civilian population, under siege in Benghazi, was definitely in a situation of imminent risk. Under these circumstances, a carefully delineated protective move under UN auspices could have been justified, but it would have depended on placing NATO troops in situations of potential danger. The kind of air campaign that has been waged by inflating and exceeding the actual UN mandate depicted in Security Council Resolution 1973 has been discrediting for UN peacekeeping and authority. It has been ineffectual in stopping the violence in Libya, and likely responsible for its spread. At the same time, so far the intervention has resulted in not a single NATO casualty (while causing a rather large number of Libyan civilian deaths). Whether the stalemate in the conflict will produce a negotiated compromise remains uncertain, but the shaping and execution of the intervention is suggestive of the inadequacy of either allowing the decisions and policies relating to humanitarian catastrophe to be made by governments on the basis of their own calculus or through reliance on a UN framework that is susceptible to major geopolitical manipulation.
There is a preferable, although imperfect, alternative that has been around for several years: the establishment of a UN Emergency Peace Force (UNEPF) capable of being activated through the joint authority of the Secretary-General and a super-majority of two-thirds of the membership of the UN Security Council in reaction to either a humanitarian catastrophe arising from political policies or conflict, or a natural disaster that exceeds the response capabilities of the national government. The UNEPF should ideally be funded through some kind of small global tax imposed on the sale of luxury goods, international travel, currency transactions in financial markets, or some combination. If this proves to be impractical, then voluntary contributions by non-permanent members of the UN Security Council would be acceptable. The whole idea would be, to the extent possible, to break the present links between ‘humanitarian interventions’ and geopolitics. The only means to do this would be through the creation of a maximally independent international agency for such undertakings that would engender confidence in its good faith and through its prudent tactics and effective operations. Unlike such delegated interventions as the Gulf War of 1991, the Kosovo War of 1999, and the Libyan War of 2011, UNEPF would rely on tactics that were geared toward minimizing risks for a threatened population and would operate under the strict supervision of the mandating authorities while carrying out an interventionary or relief mission. UNEPF capabilities would be constructed from the ground up, with separate recruitment, training, doctrine, and command structure.
This seems like such a sensible innovation for the benefit of humanity that it may seem puzzling why it has never gained significant political support from UN members, but it should not be. For decades global reformers have been advocating a UN tax (often named a ‘Tobin Tax’ after James Tobin, an Nobel economist who first floated such a proposal) and the kind of UNEPF recommended above (for instance, carefully outlined in a proposal developed by Robert Johansen in collaboration with other scholars, a prominent political scientist who has for years been associated with the Kroc Institute of International Peace Studies at Notre Dame). Such a practical solution to this daunting challenge is not on the table because it would weaken the leverage of geopolitical actors over the resolution of conflict situations. Reverting to the earlier discussion of Walzer, it is precisely because humanitarianism is marginal to the conduct of world politics that makes the UNEPF proposal seem utopian. In relation to Evans, geopolitical forces can accommodate his framework, which is probably well-intended, but provides intervening states with a rationalization for their desired uses of force without significantly interfering with the discretion to intervene and not to intervene. As the Libyan debate and decision confirms, geopolitics remains in control despite recourse to the framing of action by reference to R2P. If we want more principled and effective action in the future, it will require a great deal of pressure from global civil society in collaboration with middle powers, the sort of coalition that led to the surprising establishment of the International Criminal Court in 2002 over the opposition of such international stalwarts as the United States, China, Russia, and India.